Exchange Act

Exchange Act
See Securities Exchange Act.

Ballentine's law dictionary. . 1998.

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  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

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  • Commodity Exchange Act — (ch. 545, 49 Stat. 1491, enacted June 15, 1936) is a federal act passed in 1936 by the U.S. Government (replacing the Grain Futures Act of 1922). The Act provides federal regulation of all commodities and futures trading activities and… …   Wikipedia

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Securities Exchange Act of 1934, as amended — (Exchange Act) USA The federal statute regulating reporting obligations of reporting companies, tender offers, certain trading practices, insider trading and the registration and conduct of broker dealers. The SEC requires that public companies… …   Law dictionary

  • Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …   Law dictionary

  • Securities Exchange Act Of 1934 — The Securities Exchange Act of 1934 was created to provide governance of securities transactions on the secondary market (after issue) and regulate the exchanges and broker dealers in order to protect the investing public. All companies listed on …   Investment dictionary

  • Securities And Exchange Act, 1934 —    The Securities and Exchange Act was a supplement to the Securities Act that required all stock exchanges to register and provide details of securities, dealers, and brokers. It created a Securities and Exchange Commission to administer the act …   Historical Dictionary of the Roosevelt–Truman Era

  • Commodity Exchange Act — (CEA) USA The federal statute regulating the US market for trading in commodity futures. The CEA gives the CFTC authority to regulate commodity pool operators, commodity trading advisers and commodities exchanges. Related terms …   Law dictionary

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